Healthcare providers
CQC registration, inspection preparation, patient-facing contracts and responses to compliance concerns for clinics and care providers.
Sector-aware legal support
Regulated and specialist businesses
Navigate regulation with confidence.
Rosie's Legis helps healthcare providers, financial services firms, charities and other specialist organisations make sound decisions under regulatory pressure.
You get clear advice on compliance, governance, investigations and transactions. The work stays practical because your operation still has to run.
Who we help
Advice shaped around the rules you work under.
A CQC inspection, FCA query or trustee decision needs a response that fits the facts. We understand that specialist organisations cannot pause daily work while legal questions are answered.
Care homes
Practical care home legal advice UK operators can use for staffing arrangements, supplier contracts, governance and CQC engagement.
Dental practices
Support with associate agreements, practice structures, due diligence and the legal work behind a successful sale or acquisition.
Medical technology
Contracts and risk reviews for medical technology companies working with providers, distributors, data and regulated products.
Financial services
FCA advice for financial advisers, mortgage brokers, payment providers and insurance intermediaries across their operating cycle.
Charities and schools
Governance, trustee duties, funding agreements and commercial contracts for charities, schools and social enterprises.
Healthcare and care home compliance
Keep the paperwork aligned with the care.
Healthcare organisations face scrutiny from several directions. We review the legal details behind registration, contracts, policies and operational decisions so your records support the service you provide.
- CQC registration preparation and compliance reviews.
- Contract advice for residents, patients, suppliers and commissioners.
- Medical technology terms, distribution arrangements and risk allocation.
- Investigation support when a complaint or inspection raises concern.
A clearer response for a care provider
A care home operator needed to respond to several CQC queries while keeping its homes open and staff focused on residents. We mapped each request to the relevant policy, contract and evidence, then helped the team prepare a focused written response.
The result was a practical action list with named owners, sensible deadlines and a record the board could review. Small steps made the position easier to manage.
Financial services and FCA regulation
Make compliance decisions with the full picture.
An FCA authorisation question can affect ownership, staffing, clients and systems at the same time. Rosie's Legis gives financial advisers, mortgage brokers, payment providers and insurance intermediaries a direct view of the legal work involved.
We advise on FCA applications, policies, compliance reviews, enforcement correspondence, customer terms and commercial agreements.
Explore FCA compliance support"They took a complicated FCA question and turned it into a short list of decisions. We knew what to do first, what evidence to gather and when to come back for advice."
Charities, schools and social enterprises
Protect the mission and the decision-making.
Trustees and senior teams need advice that respects purpose while dealing with real contracts, funding conditions and operational risk.
Read about our approachTrustee duties
Clear advice on conflicts, delegated authority, decisions and Charity Commission expectations.
Funding agreements
Review the terms before commitments are made, especially where reporting or repayment duties apply.
Governance reviews
Bring policies, constitutional documents and board practice into a workable structure.
Sensitive investigations
Plan fair, confidential investigations and keep a reliable record of the decisions taken.
Dental practice sales and acquisitions
A practice sale needs more than a headline price.
We help buyers and sellers work through due diligence, ownership structure, associate agreements, property points and the regulatory steps attached to a dental practice transfer.
You see the gaps before they slow the deal. That is the value of specialist legal planning.
Deal focus
- Financial and legal due diligence
- CQC transfer considerations
- Associate and staff agreements
- Sale agreement and completion steps
A focused next step
Talk to a regulated business specialist.
Tell us what has changed, what deadline you face and which regulator or stakeholder is involved. Your enquiry is handled confidentially and with respect for the pressure your organisation is under.
Regulated sector FAQs
Straight answers to common starting points.
The right advice depends on your organisation, records and regulator. These answers show where a conversation can begin.
How do I prepare for a CQC inspection?
Start by matching the inspection themes to your current policies, training records, incident logs and service agreements. We can review the legal and governance documents, identify gaps and help you prepare a written action plan. See our regulatory compliance service for related support.
What are my FCA obligations as a mortgage broker?
Your obligations depend on your permissions, business model, clients and appointed representative arrangements. Advice may cover authorisation, customer terms, record keeping, complaints, financial promotions and responses to FCA enquiries. A review with an FCA solicitor in Croydon can help define the immediate priorities.
Can a charity trade?
A charity may carry out trading activities, but the legal and tax treatment depends on the purpose, structure and scale of the activity. Trustees should consider duties, constitutional powers, contracts and any Charity Commission requirements before committing the organisation.
What should I consider when selling my dental practice?
Plan for due diligence, the sale structure, associate and staff arrangements, property rights, patient records and the regulatory steps connected with the transfer. A dental practice sale lawyer can help keep those workstreams joined up. Our commercial law service covers wider business sale advice.